{"id":182969,"date":"2024-10-19T11:27:07","date_gmt":"2024-10-19T11:27:07","guid":{"rendered":"https:\/\/pdfstandards.shop\/product\/uncategorized\/asme-nqa-1-2017\/"},"modified":"2024-10-25T03:48:17","modified_gmt":"2024-10-25T03:48:17","slug":"asme-nqa-1-2017","status":"publish","type":"product","link":"https:\/\/pdfstandards.shop\/product\/publishers\/asme\/asme-nqa-1-2017\/","title":{"rendered":"ASME NQA 1 2017"},"content":{"rendered":"

This Standard provides requirements and guidelines for the establishment and execution of quality assurance programs during siting, design, construction, operation and decommissioning of nuclear facilities. This Standard reflects industry experience and current understanding of the quality assurance requirements necessary to achieve safe, reliable, and efficient utilization of nuclear energy, and management and processing of radioactive materials. The Standard focuses on the achievement of results, emphasizes the role of the individual and line management in the achievement of quality, and fosters the application of these requirements in a manner consistent with the relative importance of the item or activity.<\/p>\n

PDF Catalog<\/h4>\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n
PDF Pages<\/th>\nPDF Title<\/th>\n<\/tr>\n
4<\/td>\nCONTENTS <\/td>\n<\/tr>\n
5<\/td>\nFOREWORD <\/td>\n<\/tr>\n
7<\/td>\nCORRESPONDENCE WITH THE NQA COMMITTEE <\/td>\n<\/tr>\n
9<\/td>\nCOMMITTEE ROSTER <\/td>\n<\/tr>\n
11<\/td>\nINTRODUCTION <\/td>\n<\/tr>\n
12<\/td>\nASME NQA-1-2017 SUMMARY OF CHANGES <\/td>\n<\/tr>\n
14<\/td>\nPART I: REQUIREMENTS FOR QUALITY ASSURANCE PROGRAMS FOR NUCLEAR FACILITIES
CONTENTS <\/td>\n<\/tr>\n
17<\/td>\nPART I INTRODUCTION
100 PURPOSE
200 APPLICABILITY
300 RESPONSIBILITY
400 TERMS AND DEFINITIONS <\/td>\n<\/tr>\n
21<\/td>\nREQUIREMENT 1 Organization
100 GENERAL
200 STRUCTURE AND RESPONSIBILITY
201 General
202 Delegation of Work
300 INTERFACE CONTROL <\/td>\n<\/tr>\n
22<\/td>\nREQUIREMENT 2 Quality Assurance Program
100 GENERAL
200 INDOCTRINATION AND TRAINING
201 Indoctrination
202 Training
300 QUALIFICATION REQUIREMENTS
301 Nondestructive Examination (NDE)
302 Inspection and Test <\/td>\n<\/tr>\n
23<\/td>\n303 Lead Auditor
304 Auditors <\/td>\n<\/tr>\n
24<\/td>\n305 Technical Specialists
400 RECORDS OF QUALIFICATION
401 Inspection and Test Personnel
402 Lead Auditor Personnel
500 RECORDS <\/td>\n<\/tr>\n
25<\/td>\nREQUIREMENT 3 Design Control
100 GENERAL
200 DESIGN INPUT
300 DESIGN PROCESS
400 DESIGN ANALYSES
401 Use of Computer Programs
402 Documentation of Design Analyses <\/td>\n<\/tr>\n
26<\/td>\n500 DESIGN VERIFICATION
501 Methods
600 CHANGE CONTROL <\/td>\n<\/tr>\n
27<\/td>\n601 Configuration Management of Operating Facilities
700 INTERFACE CONTROL
800 SOFTWARE DESIGN CONTROL
900 DOCUMENTATION AND RECORDS <\/td>\n<\/tr>\n
28<\/td>\nREQUIREMENT 4 Procurement Document Control
100 GENERAL
200 CONTENT OF THE PROCUREMENT DOCUMENTS
201 Scope of Work
202 Technical Requirements
203 Quality Assurance Program Requirements
204 Right of Access
205 Documentation Requirements
206 Nonconformances
207 Spare and Replacement Parts
300 PROCUREMENT DOCUMENT REVIEW
400 PROCUREMENT DOCUMENT CHANGES <\/td>\n<\/tr>\n
29<\/td>\nREQUIREMENT 5 Instructions, Procedures, and Drawings
100 GENERAL <\/td>\n<\/tr>\n
30<\/td>\nREQUIREMENT 6 Document Control
100 GENERAL
200 DOCUMENT CONTROL
300 DOCUMENT CHANGES
301 Major Changes
302 Minor Changes <\/td>\n<\/tr>\n
31<\/td>\nREQUIREMENT 7 Control of Purchased Items and Services
100 GENERAL
200 SUPPLIER EVALUATION AND SELECTION
300 BID EVALUATION
400 CONTROL OF SUPPLIER-GENERATED DOCUMENTS
500 ACCEPTANCE OF ITEM OR SERVICE
501 General
502 Methods of Acceptance
503 Certificate of Conformance <\/td>\n<\/tr>\n
32<\/td>\n504 Source Verification
505 Receiving Inspection
506 Postinstallation Testing
507 Acceptance of Services Only
600 CONTROL OF SUPPLIER NONCONFORMANCES
700 COMMERCIAL GRADE ITEMS AND SERVICES
800 RECORDS <\/td>\n<\/tr>\n
33<\/td>\nREQUIREMENT 8 Identification and Control of Items
100 GENERAL
200 IDENTIFICATION METHODS
201 Item Identification
202 Physical Identification
300 SPECIFIC REQUIREMENTS
301 Identification and Traceability of Items
302 Limited Life Items
303 Maintaining Identification of Stored Items <\/td>\n<\/tr>\n
34<\/td>\nREQUIREMENT 9 Control of Special Processes
100 GENERAL
200 PROCESS CONTROL
201 Special Processes
202 Acceptance Criteria
203 Special Requirements
300 RESPONSIBILITY
400 RECORDS <\/td>\n<\/tr>\n
35<\/td>\nREQUIREMENT 10 Inspection
100 GENERAL
200 INSPECTION REQUIREMENTS
300 INSPECTION HOLD POINTS
400 INSPECTION PLANNING
401 Planning
402 Sampling
500 IN-PROCESS INSPECTION
600 FINAL INSPECTIONS
601 Resolution of Nonconformances
602 Inspection Requirements
603 Modifications, Repairs, or Replacements
604 Acceptance
700 INSPECTIONS DURING OPERATIONS
800 RECORDS <\/td>\n<\/tr>\n
36<\/td>\nREQUIREMENT 11 Test Control
100 GENERAL
200 TEST REQUIREMENTS
300 TEST PROCEDURES OTHER THAN FOR COMPUTER PROGRAMS
400 COMPUTER PROGRAM TEST PROCEDURES
500 TEST RESULTS
600 TEST RECORDS
601 Test Records <\/td>\n<\/tr>\n
37<\/td>\n602 Computer Program Test Records <\/td>\n<\/tr>\n
38<\/td>\nREQUIREMENT 12 Control of Measuring and Test Equipment
100 GENERAL
200 SELECTION
300 CALIBRATION AND CONTROL
301 Calibration
302 Reference Standards
303 Control
304 Commercial Devices
400 RECORDS
401 General
402 Reports and Certificates <\/td>\n<\/tr>\n
39<\/td>\nREQUIREMENT 13 Handling, Storage, and Shipping
100 GENERAL
200 SPECIAL REQUIREMENTS
300 PROCEDURES
400 TOOLS AND EQUIPMENT
500 OPERATORS
600 MARKING OR LABELING <\/td>\n<\/tr>\n
40<\/td>\nREQUIREMENT 14 Inspection, Test, and Operating Status
100 GENERAL <\/td>\n<\/tr>\n
41<\/td>\nREQUIREMENT 15 Control of Nonconforming Items
100 GENERAL
200 IDENTIFICATION
300 SEGREGATION
400 DISPOSITION
401 Control
402 Responsibility and Authority
403 Personnel
404 Disposition
405 Reexamination <\/td>\n<\/tr>\n
42<\/td>\nREQUIREMENT 16 Corrective Action
100 GENERAL <\/td>\n<\/tr>\n
43<\/td>\nREQUIREMENT 17 Quality Assurance Records
100 GENERAL
200 GENERATION OF RECORDS
300 AUTHENTICATION OF RECORDS
400 CLASSIFICATION
401 Lifetime Records
402 Nonpermanent Records
500 RECEIPT CONTROL OF RECORDS
600 STORAGE
601 General <\/td>\n<\/tr>\n
44<\/td>\n602 Facility Types
603 Temporary Storage
700 RETENTION
800 MAINTENANCE OF RECORDS <\/td>\n<\/tr>\n
45<\/td>\nREQUIREMENT 18 Audits
100 GENERAL
200 SCHEDULING
201 Internal Audits
201.1 Nuclear Facilities Prior to Placing the Facility Into Operation.
201.2 Nuclear Facilities After Placing the Facility Into Operation.
201.3 Suppliers and Other Nuclear Support Organizations.
202 External Audits
300 PREPARATION
301 Audit Plan
302 Personnel
303 Selection of Audit Team <\/td>\n<\/tr>\n
46<\/td>\n400 PERFORMANCE
500 REPORTING
600 RESPONSE
700 FOLLOW-UP ACTION
800 RECORDS <\/td>\n<\/tr>\n
47<\/td>\nPART II: QUALITY ASSURANCE REQUIREMENTS FOR NUCLEAR FACILITY APPLICATIONS
CONTENTS <\/td>\n<\/tr>\n
50<\/td>\nPART II INTRODUCTION
100 PURPOSE
200 APPLICABILITY
300 RESPONSIBILITY
400 PLANNING AND PROCEDURES
401 Planning
402 Procedures <\/td>\n<\/tr>\n
51<\/td>\n500 DEFINITIONS
600 MULTIUNIT FACILITY PROVISIONS
601 Planning and Preparation
602 Documentation
603 Installation
604 Inspection <\/td>\n<\/tr>\n
52<\/td>\nSUBPART 2.1 Quality Assurance Requirements for Cleaning of Fluid Systems and Associated Components for Nuclear Facilities
100 GENERAL
101 Definitions <\/td>\n<\/tr>\n
53<\/td>\n200 GENERAL REQUIREMENTS
201 Planning
202 Procedures and Instructions
203 Rectification of Unacceptable Cleanness <\/td>\n<\/tr>\n
54<\/td>\n204 Control of Cleaning Solutions
300 CLEANNESS CRITERIA
301 Cleanness Classification
302 Cleanness Class Criteria <\/td>\n<\/tr>\n
55<\/td>\n303 Hydraulic, Instrument Control, and Lubrication Lines and Systems
304 Cleaning and Flushing Fluid Quality Requirements <\/td>\n<\/tr>\n
56<\/td>\nTables
Table 302.5 Summary Table for Cleanness Classes <\/td>\n<\/tr>\n
57<\/td>\n400 MANUFACTURING PHASE CLEANNESS
Table 304.1 Water Requirements
Table 304.4 Flushing Requirements for Hydraulic, Instrument Control, and Lubrication Systems <\/td>\n<\/tr>\n
58<\/td>\n500 CLEANNESS PRIOR TO INSTALLATION
600 CLEANNESS DURING INSTALLATION <\/td>\n<\/tr>\n
59<\/td>\n700 MAINTENANCE OF INSTALLATION CLEANNESS
800 PREOPERATIONAL CLEANING
801 Preparations
802 Flushing and Cleaning Methods <\/td>\n<\/tr>\n
60<\/td>\n900 LAYUP AND POSTLAYUP CLEANING
1000 POSTOPERATIONAL REPAIRS AND MODIFICATIONS
1100 RECORDS <\/td>\n<\/tr>\n
61<\/td>\nSUBPART 2.2 Quality Assurance Requirements for Packaging, Shipping, Receiving, Storage, and Handling of Items for Nuclear Facilities
100 GENERAL
101 Definitions
200 GENERAL REQUIREMENTS
201 Classification of Items <\/td>\n<\/tr>\n
62<\/td>\n300 PACKAGING
301 General
302 Levels of Packaging <\/td>\n<\/tr>\n
63<\/td>\n303 Cleaning <\/td>\n<\/tr>\n
64<\/td>\n304 Methods of Preservation
305 Caps, Plugs, Tapes, and Adhesives <\/td>\n<\/tr>\n
65<\/td>\n306 Barrier and Wrap Materials and Desiccants <\/td>\n<\/tr>\n
66<\/td>\n307 Containers, Crating, and Skids
308 Cushioning, Blocking, Bracing, and Anchoring <\/td>\n<\/tr>\n
67<\/td>\n309 Marking <\/td>\n<\/tr>\n
68<\/td>\n400 SHIPPING
401 General
402 Transportation Requirements
403 Precautions During Loading and Transit
404 Identification and Markings
405 Nuclear Material Shipments
500 RECEIVING
501 General <\/td>\n<\/tr>\n
69<\/td>\n502 Receiving Inspection Requirements <\/td>\n<\/tr>\n
70<\/td>\n503 Disposition of Received Items
504 Status-Indicating System
505 Marking
506 Documentation
600 STORAGE
601 General
602 Storage Areas <\/td>\n<\/tr>\n
71<\/td>\n603 Storage Methods
604 Control of Items in Storage <\/td>\n<\/tr>\n
72<\/td>\n605 Removal of Items From Storage
606 Storage Records
700 HANDLING
701 General
800 RECORDS <\/td>\n<\/tr>\n
73<\/td>\nSUBPART 2.3 Quality Assurance Requirements for Housekeeping at Nuclear Facilities
100 GENERAL
200 GENERAL REQUIREMENTS
201 Planning and Procedures
202 Classification of Cleanness
300 REQUIREMENTS
301 Control of Site Area <\/td>\n<\/tr>\n
74<\/td>\n302 Control of Facilities
303 Material and Equipment
304 Construction Tools, Supplies, and Equipment
305 Surveillance and Inspections <\/td>\n<\/tr>\n
75<\/td>\n400 RECORDS <\/td>\n<\/tr>\n
76<\/td>\nSUBPART 2.5 Quality Assurance Requirements for Installation, Inspection, and Testing of Structural Concrete, Structural Steel, Soils, and Foundations for Nuclear Facilities
100 GENERAL
101 Definitions <\/td>\n<\/tr>\n
77<\/td>\n200 GENERAL REQUIREMENTS
300 REQUIREMENTS
301 Planning and Procedures
302 Control of Measuring and Test Equipment
303 Laboratory Testing
400 PRECONSTRUCTION VERIFICATION
401 General
402 Materials Suitability
403 Construction Processes <\/td>\n<\/tr>\n
78<\/td>\n500 INSPECTION OF SOILS AND EARTHWORK
501 General
502 Materials
503 Placing and Compacting Equipment
504 Preplacement Preparations
505 Soil Compaction
506 In-Process Tests on Compacted Fill
600 INSPECTION OF FOUNDATION PILE AND CAISSON CONSTRUCTION
601 Piles <\/td>\n<\/tr>\n
79<\/td>\nTable
Table 506 Required In-Process Tests for Compacted Fill <\/td>\n<\/tr>\n
80<\/td>\n602 Caissons <\/td>\n<\/tr>\n
81<\/td>\n603 Required Qualification Tests
700 INSPECTION OF CONCRETE CONSTRUCTION
701 General
702 Protection of Materials
703 Measuring, Mixing, and Transporting Equipment
704 Preplacement Preparations <\/td>\n<\/tr>\n
82<\/td>\n705 Concrete Placement
706 Finishing and Repairs
707 Curing
708 Stress Transfer of Pretensioned Members <\/td>\n<\/tr>\n
83<\/td>\n709 Post-Tensioning
710 Shipping and Handling of Precast Concrete Members
711 In-Process Tests on Concrete <\/td>\n<\/tr>\n
84<\/td>\n712 Mechanical Splice Testing
713 Welded Reinforcing Bar Splices
714 Bending of Reinforcement
800 INSPECTION OF STEEL CONSTRUCTION
801 General
802 Supporting Structures
803 Assembly and Erection
804 High-Strength Bolting <\/td>\n<\/tr>\n
85<\/td>\n805 Welding
900 DATA ANALYSIS AND EVALUATION
901 General
902 Concrete and Mechanical Splice Test Data Evaluation and Analysis
903 Steel Construction Test Data Evaluation and Analysis
904 Soils Test Data Evaluation and Analysis <\/td>\n<\/tr>\n
86<\/td>\n1000 RECORDS <\/td>\n<\/tr>\n
87<\/td>\nSUBPART 2.7 Quality Assurance Requirements for Computer Software for Nuclear Facility Applications
100 GENERAL
101 Software Engineering
102 Definitions <\/td>\n<\/tr>\n
88<\/td>\n200 GENERAL REQUIREMENTS
201 Documentation and Records
202 Verification
203 Software Configuration Management <\/td>\n<\/tr>\n
89<\/td>\n204 Problem Reporting and Corrective Action
300 SOFTWARE ACQUISITION
301 Procured Software and Software Services
302 Otherwise Acquired Software <\/td>\n<\/tr>\n
90<\/td>\n400 SOFTWARE ENGINEERING METHOD
401 Software Design Requirements
402 Software Design
403 Implementation <\/td>\n<\/tr>\n
91<\/td>\n404 Acceptance Testing <\/td>\n<\/tr>\n
92<\/td>\n405 Operation
406 Maintenance
407 Retirement
500 STANDARDS, CONVENTIONS, AND OTHER WORK PRACTICES
600 SUPPORT SOFTWARE
601 Software Tools
602 System Software
700 REFERENCES <\/td>\n<\/tr>\n
93<\/td>\nSUBPART 2.8 Quality Assurance Requirements for Installation, Inspection, and Testing of Mechanical Items for Nuclear Facilities
100 GENERAL
101 Definitions
200 GENERAL REQUIREMENTS
201 Planning and Procedures
202 Prerequisites <\/td>\n<\/tr>\n
94<\/td>\n300 PREINSTALLATION VERIFICATION
301 General
302 Identification
303 Installation Process Control
304 Physical Condition
305 Installation Area Conditions <\/td>\n<\/tr>\n
95<\/td>\n400 INSTALLATION INSPECTIONS
401 General
402 Process and Procedures Control
403 Inspection
404 Installation Checks <\/td>\n<\/tr>\n
96<\/td>\n405 Care of Mechanical Items
500 SYSTEMS TURNOVER INSPECTION AND TESTS
501 General <\/td>\n<\/tr>\n
97<\/td>\n502 Preoperational Testing
503 Cold Functional Tests <\/td>\n<\/tr>\n
98<\/td>\n504 Hot Functional Tests
600 DATA ANALYSIS AND EVALUATION
700 RECORDS <\/td>\n<\/tr>\n
99<\/td>\nSUBPART 2.14 Quality Assurance Requirements for Commercial Grade Items and Services
100 GENERAL
101 Definitions <\/td>\n<\/tr>\n
100<\/td>\n200 CGI DEFINITION APPLICATIONS
300 UTILIZATION
400 TECHNICAL EVALUATION
401 General <\/td>\n<\/tr>\n
101<\/td>\n402 Like-for-Like Items
403 Equivalent Items
500 CRITICAL CHARACTERISTICS <\/td>\n<\/tr>\n
102<\/td>\n600 METHODS OF ACCEPTING COMMERCIAL GRADE ITEMS AND SERVICES
601 Dedication
602 Method 1: Special Tests, Inspections, and\/or Analyses
603 Method 2: Commercial Grade Survey of the Supplier <\/td>\n<\/tr>\n
103<\/td>\n604 Method 3: Source Verification
605 Method 4: Acceptable Supplier Item or Service Performance Record <\/td>\n<\/tr>\n
104<\/td>\n606 Supplier Deficiency Correction
700 COMMERCIAL GRADE SERVICES
800 DOCUMENTATION <\/td>\n<\/tr>\n
105<\/td>\n900 REFERENCES <\/td>\n<\/tr>\n
106<\/td>\nSUBPART 2.15 Quality Assurance Requirements for Hoisting, Rigging, and Transporting of Items for Nuclear Power Plants
100 GENERAL
101 Definitions
200 GENERAL REQUIREMENTS <\/td>\n<\/tr>\n
107<\/td>\n201 Planning and Procedures
202 Classification of Items Handled
300 TYPES OF HANDLING EQUIPMENT
301 Standard Manufactured Component
302 Commercial Standard Design Equipment <\/td>\n<\/tr>\n
108<\/td>\n303 Special Design Equipment
304 Permanent Plant Handling Equipment
400 DESIGN REQUIREMENTS
401 Standard Manufactured Components
402 Commercial Standard Design
403 Special Design Equipment <\/td>\n<\/tr>\n
110<\/td>\n500 ACCEPTANCE CRITERIA FOR MANUFACTURED HANDLING EQUIPMENT
501 Standard Manufactured Components
502 Commercial Standard Design
503 Special Design Equipment
600 TESTING, INSPECTION, AND MAINTENANCE
601 Testing <\/td>\n<\/tr>\n
111<\/td>\n602 Inspection <\/td>\n<\/tr>\n
112<\/td>\n603 Maintenance
700 CONTROL OF THE USE OF HANDLING EQUIPMENT
701 Handling Category A Items <\/td>\n<\/tr>\n
113<\/td>\n702 Handling Category B Items
703 Handling Category C Items
800 QUALIFICATIONS OF PERSONNEL
801 Person-in-Charge PIC
802 Engineer
803 Inspector
900 RECORDS <\/td>\n<\/tr>\n
114<\/td>\nSUBPART 2.17 Quality Assurance Requirements for Electronic Quality Assurance Records Systems
100 GENERAL
101 Definitions
200 GENERAL REQUIREMENTS
300 RECORD RECOVERY <\/td>\n<\/tr>\n
115<\/td>\n301 Record Recovery Plan
400 ACCESS CONTROL AND RETRIEVAL
401 Access Control
402 Retrieval
500 DIGITAL AND PHYSICAL SECURITY
600 ELECTRONIC DATA INTEGRITY
700 DISPOSAL OF RECORDS
800 ACQUISITION, DEVELOPMENT, AND MAINTENANCE OF ELECTRONIC RECORDS SYSTEMS <\/td>\n<\/tr>\n
116<\/td>\nSUBPART 2.18 Quality Assurance Requirements for Maintenance of Nuclear Facilities
100 GENERAL
200 GENERAL REQUIREMENTS
201 Responsibilities
202 Procedures <\/td>\n<\/tr>\n
117<\/td>\n203 Cleanness Control
204 Environmental and Seismic Qualifications
205 Work Authorization
206 Equipment History
207 Verification of Maintenance Work
208 Updating of Maintenance Procedures From Vendor Technical Manuals and Industry Bulletins
300 PREVENTIVE MAINTENANCE
301 General
302 Plans and Procedures <\/td>\n<\/tr>\n
118<\/td>\n400 CORRECTIVE MAINTENANCE
401 General
402 Identification, Reporting, and Documenting of Equipment or Systems Requiring Corrective Maintenance
403 Assessments and Evaluations
404 Implementing Corrective Maintenance
500 RECORDS <\/td>\n<\/tr>\n
119<\/td>\nSUBPART 2.19 Quality Assurance Requirements for the Use of Supplier Accreditation for Calibration or Testing Services
100 GENERAL
200 REQUIREMENTS
201 Calibration Services
202 Testing Services <\/td>\n<\/tr>\n
121<\/td>\nSUBPART 2.20 Quality Assurance Requirements for Subsurface Investigations for Nuclear Facilities
100 GENERAL
101 Definitions
200 GENERAL REQUIREMENTS
201 Planning
202 Procedures and Instructions <\/td>\n<\/tr>\n
122<\/td>\n203 Results
204 Personnel Qualifications
300 VERIFICATION
301 General
302 Preinvestigation
303 Field Investigation <\/td>\n<\/tr>\n
123<\/td>\n304 Laboratory Testing
305 Engineering Evaluation and Analysis
400 FIELD INVESTIGATION
401 General
402 Field Operations <\/td>\n<\/tr>\n
124<\/td>\n403 Field Equipment
404 Surveying
405 Boring and Excavating
406 Sampling and Testing <\/td>\n<\/tr>\n
125<\/td>\n407 Classification and Reporting
500 LABORATORY TESTING
501 General
502 Scope <\/td>\n<\/tr>\n
126<\/td>\n503 Test Methods
504 Report of Laboratory Tests
600 ENGINEERING EVALUATION AND ANALYSIS
601 General
602 Analysis of Subsurface Conditions
603 Report of Evaluation and Analysis
700 RECORDS <\/td>\n<\/tr>\n
127<\/td>\nSUBPART 2.22 Quality Assurance Requirements for Management Assessment and Quality Improvement for Compliance With 10 CFR 830 and Department of Energy (DOE) Order 414.1 for DOE Nuclear Facilities
100 GENERAL
101 Definitions <\/td>\n<\/tr>\n
128<\/td>\n200 MANAGEMENT ASSESSMENT REQUIREMENTS
201 General
202 Assessment Planning and Scheduling
203 Assessment Process <\/td>\n<\/tr>\n
129<\/td>\n204 Evaluation of Assessment Results
300 QUALITY IMPROVEMENT
301 General
302 Evaluation of Work
303 Quality Improvement Tools <\/td>\n<\/tr>\n
130<\/td>\n304 Improvement Identification and Implementation
305 Improvement Evaluation
400 RECORDS
500 REFERENCES <\/td>\n<\/tr>\n
131<\/td>\nPART III: GUIDANCE FOR IMPLEMENTING PARTS I AND II REQUIREMENTS
CONTENTS <\/td>\n<\/tr>\n
133<\/td>\nPART III INTRODUCTION
100 PURPOSE
200 APPLICABILITY <\/td>\n<\/tr>\n
134<\/td>\nSUBPART 3.1 Guidance for Implementing Part I Requirements <\/td>\n<\/tr>\n
135<\/td>\nSUBPART 3.1-1.1 Implementing Guidance for Part I, Requirement 1: Organization
100 GENERAL
200 ORGANIZATIONAL STRUCTURE
300 BASIC PRINCIPLES
301 Management Functions
302 Quality Achievement Functions <\/td>\n<\/tr>\n
136<\/td>\nSUBPART 3.1-2.1 Implementing Guidance for Part I, Requirement 2: Quality Assurance Programs
100 GENERAL
200 PROGRAM FORMAT
300 PROGRAM DEVELOPMENT
301 Purpose and Scope
302 Timing <\/td>\n<\/tr>\n
137<\/td>\n400 WORK REQUIREMENTS AND PERFORMANCE
401 Basis and Structure
402 Planning
500 WORK PROCESSES
501 Process Management
502 Graded Approach
600 TRAINING AND QUALIFICATION <\/td>\n<\/tr>\n
138<\/td>\n700 ASSESSMENT OF PERFORMANCE <\/td>\n<\/tr>\n
139<\/td>\nSUBPART 3.1-2.2 Implementing Guidance for Part I, Requirement 2: Quality Assurance Programs, Lead Auditor Qualification
100 GENERAL
200 EDUCATION AND EXPERIENCE
201 Education (4 Credits Maximum)
202 Experience (9 Credits Maximum)
203 Other Credentials of Professional Competence (2 Credits Maximum)
204 Rights of Management (2 Credits Maximum)
300 RECORDS <\/td>\n<\/tr>\n
140<\/td>\nFigures
Fig. 300 Sample Form for Record of Lead Auditor Qualification <\/td>\n<\/tr>\n
142<\/td>\nSUBPART 3.1-2.3 Implementing Guidance for Part I, Requirement 2: Quality Assurance Programs, Inspection and Test Personnel Qualification
100 GENERAL
200 FUNCTIONAL QUALIFICATIONS
201 Level I Personnel Capabilities
202 Level II Personnel Capabilities
203 Level III Personnel Capabilities
300 EDUCATION AND EXPERIENCE QUALIFICATIONS
301 Level I
302 Level II
303 Level III <\/td>\n<\/tr>\n
143<\/td>\n400 USE OF INSPECTION AND TEST PERSONNEL <\/td>\n<\/tr>\n
144<\/td>\nSUBPART 3.1-2.4 Implementing Guidance for Part I, Requirement 2: Quality Assurance Programs, Management Assessment of the QA Program Using Surveillance
100 GENERAL
200 PLANNING AND SCHEDULING
201 Planning
202 Scheduling
300 PREPARATION <\/td>\n<\/tr>\n
145<\/td>\n400 PERFORMANCE
401 Notification
402 Conduct of Surveillance <\/td>\n<\/tr>\n
146<\/td>\n500 REPORTING AND COMMUNICATION
600 RESOLUTION OF ISSUES
601 Response to Surveillance Reports
602 Follow-Up <\/td>\n<\/tr>\n
147<\/td>\nSUBPART 3.1-3.1 Implementing Guidance for Part I, Requirement 3: Design Control
100 GENERAL
200 DESIGN INPUT <\/td>\n<\/tr>\n
148<\/td>\n300 DESIGN PROCESS <\/td>\n<\/tr>\n
149<\/td>\n400 DESIGN ANALYSIS
401 Use of Computer Programs <\/td>\n<\/tr>\n
150<\/td>\n500 DESIGN VERIFICATION <\/td>\n<\/tr>\n
151<\/td>\n600 CHANGE CONTROL
Table
Table 401.4 Scenarios for Use of Computer Programs in Design Analysis <\/td>\n<\/tr>\n
152<\/td>\n700 INTERFACE CONTROL
800 DOCUMENTATION AND RECORDS <\/td>\n<\/tr>\n
153<\/td>\nSUBPART 3.1-4.1 Implementing Guidance for Part I, Requirement 4: Procurement Document Control
100 GENERAL
200 PROCUREMENT DOCUMENT REVIEW
300 TYPICAL SCOPE OF PROCUREMENT EFFORT
301 Design, Construction, and Testing Phases
302 Operational Phase <\/td>\n<\/tr>\n
154<\/td>\n400 CATEGORIZATION OF PROCUREMENT ACTIONS
500 GENERAL LOGIC CONSIDERATIONS
501 Importance of Malfunction or Failure of the Item to Plant Safety
502 Complexity or Uniqueness of the Item
503 Need for Special Controls and Surveillance Over Processes and Equipment
504 Degree to Which Functional Compliance Can Be Demonstrated by Inspection and Test <\/td>\n<\/tr>\n
155<\/td>\n505 Quality History and Degree of Standardization of the Item
600 LOGIC CHART
700 METHODS OF SPECIFYING QUALITY ASSURANCE PROGRAM REQUIREMENTS
701 Example of Specifying the Overall Method <\/td>\n<\/tr>\n
156<\/td>\nFig. 600 Logic Chart for Determining Appropriate Quality Requirements <\/td>\n<\/tr>\n
157<\/td>\n702 Example of Specifying the Unique Order Method <\/td>\n<\/tr>\n
158<\/td>\nSUBPART 3.1-7.1 Implementing Guidance for Part I, Requirement 7: Control of Purchased Items and Services
100 GENERAL
200 PROCUREMENT PLANNING
300 SUPPLIER SELECTION
301 Performance History
302 Quality Records <\/td>\n<\/tr>\n
159<\/td>\n303 Facility Survey
400 BID EVALUATION
500 PURCHASER\/SUPPLIER COMMUNICATIONS
600 CONTROL OF CHANGES IN ITEMS OR SERVICES
601 Bid Evaluation Changes
602 Control of Changes
603 In Process Control of Deviations
700 PRODUCT ACCEPTANCE
701 Source Verification
702 Receiving Inspection <\/td>\n<\/tr>\n
160<\/td>\n703 Certificate of Conformance
704 Postinstallation Testing
705 Determining Authenticity <\/td>\n<\/tr>\n
161<\/td>\nSUBPART 3.1-10.1 Implementing Guidance for Part I, Requirement 10: Inspection
100 GENERAL
200 INSPECTION AND PROCESS MONITORING
300 IN-SERVICE INSPECTION <\/td>\n<\/tr>\n
162<\/td>\nSUBPART 3.1-15.1 Implementing Guidance for Part I, Requirement 15: Control of Nonconforming Items
100 GENERAL
200 IDENTIFICATION
201 Validation
202 Evaluation
300 SEGREGATION
400 DISPOSITION
401 Allowable Use and Documentation of Preapproved Reject or Rework Process <\/td>\n<\/tr>\n
163<\/td>\nFig. 100 Nonconforming Item Process Chart <\/td>\n<\/tr>\n
164<\/td>\n402 Disposition Control, Documentation, and Closure <\/td>\n<\/tr>\n
165<\/td>\nSUBPART 3.1-16.1 Implementing Guidance for Part I, Requirement 16: Corrective Action
100 GENERAL
200 CORRECTIVE ACTION
300 BASIC CORRECTIVE ACTION ELEMENTS
301 Identification and Documentation
302 Classification
303 Cause Determination <\/td>\n<\/tr>\n
166<\/td>\nFig. 300 Corrective Action Process Chart <\/td>\n<\/tr>\n
167<\/td>\n304 Corrections
305 Follow-Up
306 Effectiveness Review
307 Trend Analysis
400 MANAGEMENT INVOLVEMENT
500 PROCESS CHART <\/td>\n<\/tr>\n
168<\/td>\nSUBPART 3.1-17.1 Implementing Guidance for Part I, Requirement 17: Quality Assurance Records
100 GENERAL
101 Generation of Records
102 Authentication of Records
103 Indexing
104 Corrected Information in Records
105 Storage
106 Preservation and Safekeeping <\/td>\n<\/tr>\n
169<\/td>\n107 Facilities and Containers
108 Retrieval
109 Records Transfer to Owner or Purchaser
110 Record Destruction
200 LIST OF TYPICAL LIFETIME RECORDS
201 Design and Safety Basis Records
202 Procurement Records
203 Manufacturing Records <\/td>\n<\/tr>\n
170<\/td>\n204 Installation Construction Records
205 Preoperational and Start-Up Test Records
206 Operation Records <\/td>\n<\/tr>\n
171<\/td>\n207 Decommissioning and Destruction <\/td>\n<\/tr>\n
172<\/td>\nSUBPART 3.1-17.2 Implementing Guidance for Part I, Requirement 17: Quality Assurance Records, Electronic Records
100 GENERAL
101 Definitions
200 AUTHENTICATION OF RECORDS
201 Electronic Signatures <\/td>\n<\/tr>\n
173<\/td>\n300 GENERATION OF RECORDS
301 Electronic Records Systems
302 Conversion of Media
303 Indexing Records
400 RECEIPT CONTROL OF RECORDS <\/td>\n<\/tr>\n
174<\/td>\n500 STORAGE
501 Environmental Considerations
502 Facility and System Access
503 Temporary Storage
504 Portable Electronic Media
600 ACCESS CONTROL AND RETRIEVAL <\/td>\n<\/tr>\n
175<\/td>\n700 DISPOSAL OF RECORDS
701 Guidance Factors
800 MAINTENANCE OF RECORDS SYSTEM <\/td>\n<\/tr>\n
176<\/td>\n900 SYSTEM INTEGRITY AND RECORD RECOVERY <\/td>\n<\/tr>\n
177<\/td>\nSUBPART 3.1-18.1 Implementing Guidance for Part I, Requirement 18: Audits
100 GENERAL
200 AUDIT ADMINISTRATION
201 Purpose
202 Elements
203 Frequency of Audits
204 Shared External Audits <\/td>\n<\/tr>\n
178<\/td>\n205 Supplemental Audits
206 Audit Equivalents
300 PREPARATION FOR AUDITING
301 Team Selection
302 Planning the Audit <\/td>\n<\/tr>\n
179<\/td>\n303 Audit Notification
400 AUDIT PERFORMANCE
401 Pre-Audit Conference
402 Methods
403 Audit Implementation
404 Post-Audit Conference
500 REPORTING
600 RESPONSE <\/td>\n<\/tr>\n
180<\/td>\n700 FOLLOW-UP ACTION <\/td>\n<\/tr>\n
181<\/td>\nSUBPART 3.1-18.2 Implementing Guidance on Classification and Handling Audit Issues
100 GENERAL
200 INTRODUCTION
300 CLASSIFICATION OF ISSUES
301 Finding
302 Observation
303 Opportunity for Improvement
304 Strength
400 RESPONSES TO ISSUES <\/td>\n<\/tr>\n
182<\/td>\n401 Findings
402 Observations
403 Opportunities for Improvement
404 Strengths
500 FOLLOW-UP
501 Evaluate the Written Response
502 Monitor Corrective Actions
503 Reaudit <\/td>\n<\/tr>\n
183<\/td>\nSUBPART 3.2 Guidance for Implementing Part II Requirements <\/td>\n<\/tr>\n
184<\/td>\nSUBPART 3.2-2.1 Implementing Guidance for Part II, Requirement 2.1: Cleaning of Fluid Systems
100 GENERAL
200 APPLICABILITY
300 CLEANING RECOMMENDATIONS AND PRECAUTIONS
400 GUIDELINES FOR ASSIGNING CLEANNESS CLASSIFICATIONS
401 Normal Fluid Systems and Components
402 Hydraulic, Instrument Control, and Lubrication Lines and Systems <\/td>\n<\/tr>\n
185<\/td>\nSUBPART 3.2-2.7.1 Implementing Guidance for Part II, Requirement 2.7: Quality Assurance Requirements for Computer Software for Nuclear Facility Applications
INTRODUCTION
100 GENERAL
101 Software Engineering <\/td>\n<\/tr>\n
186<\/td>\n102 Terms and Definitions
200 GENERAL REQUIREMENTS
201 Documentation <\/td>\n<\/tr>\n
187<\/td>\n202 Review
203 Software Configuration Management
204 Problem Reporting and Corrective Action
300 SOFTWARE ACQUISITION
301 Procured Software and Software Services
302 Otherwise Acquired Software
400 SOFTWARE ENGINEERING METHOD <\/td>\n<\/tr>\n
188<\/td>\n401 Software Design Requirements
402 Software Design
403 Implementation
404 Acceptance Testing
405 Operation
406 Maintenance
407 Retirement <\/td>\n<\/tr>\n
189<\/td>\n500 STANDARDS, CONVENTIONS, AND OTHER WORK PRACTICES
600 SUPPORT SOFTWARE
601 Software Tools
602 System Software <\/td>\n<\/tr>\n
190<\/td>\nSUBPART 3.2-2.7.2 Implementation Guidance on the Requirements of NQA-1, Parts I and II for Software Used for Nuclear Facility Applications
INTRODUCTION
100 GENERAL
101 Terms and Definitions
200 FLOWCHART APPROACH
201 Flowcharts <\/td>\n<\/tr>\n
191<\/td>\n202 Legend <\/td>\n<\/tr>\n
192<\/td>\nFigures
Fig. 201-1 Software Engineering <\/td>\n<\/tr>\n
197<\/td>\nFig. 201-2 Software Design Requirements <\/td>\n<\/tr>\n
198<\/td>\nFig. 201-3 Software Configuration Management <\/td>\n<\/tr>\n
199<\/td>\nFig. 201-4 Support Software and Tools <\/td>\n<\/tr>\n
200<\/td>\nFig. 201-5 Problem Reporting and Corrective Action <\/td>\n<\/tr>\n
201<\/td>\nFig. 201-6 Software Design <\/td>\n<\/tr>\n
202<\/td>\nFig. 201-7 Software Reviews <\/td>\n<\/tr>\n
203<\/td>\nFig. 201-8 Software Design Implementation <\/td>\n<\/tr>\n
204<\/td>\nFig. 201-9 Computer Program Testing <\/td>\n<\/tr>\n
207<\/td>\nFig. 201-10 Software Operation, Maintenance, and Retirement <\/td>\n<\/tr>\n
208<\/td>\nFig. 201-11 Software Acquisition <\/td>\n<\/tr>\n
210<\/td>\nFig. 201-12 Computer Program Use in Design Analysis <\/td>\n<\/tr>\n
211<\/td>\nFig. 202-1 Legend for Flowcharts <\/td>\n<\/tr>\n
212<\/td>\nSUBPART 3.2-2.14 Implementing Guidance for Part II, Requirement 2.14: Quality Assurance Requirements for Commercial Grade Items and Services, Commercial Grade Computer Programs, and Software Services
100 GENERAL
101 Definitions <\/td>\n<\/tr>\n
213<\/td>\n200 DEFINITION APPLICATIONS
300 UTILIZATION
400 TECHNICAL EVALUATION
401 Technical Evaluation Considerations <\/td>\n<\/tr>\n
214<\/td>\n402 Technical Evaluation Documentation Review
500 CRITICAL CHARACTERISTICS
501 Computer Program Critical Characteristics <\/td>\n<\/tr>\n
215<\/td>\nTable
Table 501 Typical Critical Characteristics to Consider for Computer Programs <\/td>\n<\/tr>\n
222<\/td>\n502 Computer Program Acceptance Criteria
600 METHODS FOR ACCEPTING COMMERCIAL GRADE ITEMS AND SERVICES
601 Dedication
602 Method 1: Special Tests, Inspections, and\/or Analyses <\/td>\n<\/tr>\n
223<\/td>\n603 Method 2: Commercial Grade Survey of the Supplier
604 Method 3: Source Verification <\/td>\n<\/tr>\n
224<\/td>\n605 Method 4: Acceptable Supplier Item or Service Performance Record
700 COMMERCIAL GRADE SOFTWARE SERVICES
800 DOCUMENTATION
801 Computer Program Procurement Documents
802 Dedication Documentation <\/td>\n<\/tr>\n
225<\/td>\n803 User Documentation
900 REFERENCES <\/td>\n<\/tr>\n
226<\/td>\nSUBPART 3.2-2.15 Implementing Guidance for Part II, Requirement 2.15: Hoisting, Rigging, and Transportation
100 GENERAL
200 RECOMMENDED DESIGN CRITERIA
201 Structural
202 Mechanical
300 RECOMMENDED CONTROL OF THE USE OF HANDLING EQUIPMENT <\/td>\n<\/tr>\n
227<\/td>\nSUBPART 3.2-2.18.1 Implementing Guidance for Part II, Requirement 2.18: Maintenance of Nuclear Facilities, Establishing and Maintaining Equipment Histories
100 GENERAL
200 DEVELOPING AN EQUIPMENT HISTORY
300 MAINTAINING HISTORICAL DATA
400 USING MAINTENANCE HISTORY <\/td>\n<\/tr>\n
228<\/td>\nSUBPART 3.2-2.18.2 Implementing Guidance for Part II, Requirement 2.18: Maintenance of Nuclear Facilities, Engineering Evaluations of Equipment Failures
100 INTRODUCTION
200 ENGINEERING EVALUATIONS
201 Initiating Engineering Evaluations
202 Performing Engineering Evaluations <\/td>\n<\/tr>\n
229<\/td>\n203 Using Engineering Evaluation Results <\/td>\n<\/tr>\n
230<\/td>\nSUBPART 3.2-2.20 Implementing Guidance for Part II, Requirement 2.20: Subsurface Investigations for Nuclear Power Plants, Sample Control and Identification
100 GENERAL
200 CONTROL OF SUBSURFACE INVESTIGATIONS
300 IDENTIFICATION OF SAMPLES
400 CONTROL OF SAMPLES <\/td>\n<\/tr>\n
231<\/td>\nSUBPART 3.3 Nonmandatory Guidance on Quality Assurance Program Requirements for Collection of Scientific and Technical Information for Site Characterization of High-Level Nuclear Waste Repositories <\/td>\n<\/tr>\n
232<\/td>\nPART IV: GUIDANCE ON THE APPLICATION AND USE OF NQA-1
CONTENTS <\/td>\n<\/tr>\n
236<\/td>\nPART IV INTRODUCTION
100 PURPOSE
200 APPLICABILITY <\/td>\n<\/tr>\n
237<\/td>\nSUBPART 4.1 Guides on Use and Comparison of NQA-1 With Other Quality Requirements
SUBPART 4.1.1 Guidance to Modification of an ISO 9001:2015 Quality Management System for Compliance With NQA-1-2015, Part I
100 PURPOSE AND SCOPE
200 BACKGROUND
300 TERMS AND DEFINITIONS
400 COMPARISON TABLES <\/td>\n<\/tr>\n
238<\/td>\nTables
Table 400-1 NQA-1, Part I, Requirement 1 (Organization) and Corresponding ISO 9001 Clauses <\/td>\n<\/tr>\n
239<\/td>\nTable 400-2 NQA-1, Part I, Requirement 2 (Quality Assurance Program) and Corresponding ISO 9001 Clauses <\/td>\n<\/tr>\n
240<\/td>\nTable 400-3 NQA-1, Part I, Requirement 3 (Design Control) and Corresponding ISO 9001 Clauses <\/td>\n<\/tr>\n
241<\/td>\nTable 400-4 NQA-1, Part I, Requirement 4 (Procurement Document Control) and Corresponding ISO 9001 Clauses
Table 400-5 NQA-1, Part I, Requirement 5 (Instructions, Procedures, and Drawings) and Corresponding ISO 9001 Clauses <\/td>\n<\/tr>\n
242<\/td>\nTable 400-6 NQA-1, Part I, Requirement 6 (Document Control) and Corresponding ISO 9001 Clauses <\/td>\n<\/tr>\n
243<\/td>\nTable 400-7 NQA-1, Part I, Requirement 7 (Control of Purchased Items and Services) and Corresponding ISO 9001 Clauses <\/td>\n<\/tr>\n
244<\/td>\nTable 400-8 NQA-1, Part I, Requirement 8 (Identification and Control of Items) and Corresponding ISO 9001 Clauses <\/td>\n<\/tr>\n
245<\/td>\nTable 400-9 NQA-1, Part I, Requirement 9 (Control of Special Processes) and Corresponding ISO 9001 Clauses <\/td>\n<\/tr>\n
246<\/td>\nTable 400-10 NQA-1, Part I, Requirement 10 (Inspection) and Corresponding ISO 9001 Clauses
Table 400-11 NQA-1, Part I, Requirement 11 (Test Control) and Corresponding ISO 9001 Clauses <\/td>\n<\/tr>\n
247<\/td>\nTable 400-12 NQA-1, Part I, Requirement 12 (Control of Measuring and Test Equipment) and Corresponding ISO 9001 Clauses <\/td>\n<\/tr>\n
248<\/td>\nTable 400-13 NQA-1, Part I, Requirement 13 (Handling, Storage, and Shipping) and Corresponding ISO 9001 Clauses
Table 400-14 NQA-1, Part I, Requirement 14 (Inspection, Test, and Operating Status) and Corresponding ISO 9001 Clauses <\/td>\n<\/tr>\n
249<\/td>\nTable 400-15 NQA-1, Part I, Requirement 15 (Control of Nonconforming Items) and Corresponding ISO 9001 Clauses
Table 400-16 NQA-1, Part I, Requirement 16 (Corrective Action) and Corresponding ISO 9001 Clauses <\/td>\n<\/tr>\n
250<\/td>\nTable 400-17 NQA-1, Part I, Requirement 17 (Quality Assurance Records) and Corresponding ISO 9001 Clauses <\/td>\n<\/tr>\n
251<\/td>\nTable 400-18 NQA-1, Part I, Requirement 18 (Audits) and Corresponding ISO 9001 Clauses <\/td>\n<\/tr>\n
252<\/td>\nSUBPART 4.1.2 Guidance on the Use of NQA-1-2008\/1a-2009 for Compliance With Department of Energy Quality Assurance Requirements 10 CFR 830, Subpart A and DOE O 414.1
100 PURPOSE
200 INTRODUCTION
300 DOE RULE AND ORDER GENERAL QAP REQUIREMENTS
400 DOE RULE AND ORDER QA CRITERIA <\/td>\n<\/tr>\n
253<\/td>\nTable 300 10 CFR 830 Subpart A, Dated January 10, 2001 \u00a7830.121, Quality Assurance Program; DOE O 414.1C, Dated June 17, 2005 <\/td>\n<\/tr>\n
254<\/td>\nTable 400 10 CFR 830 Subpart A, Dated January 10, 2001 \u00a7830.122, Quality Assurance Criteria <\/td>\n<\/tr>\n
257<\/td>\nSUBPART 4.1.3 Guidance on the Use of NQA-1-2015 for Compliance With 10 CFR 71 and\/or 10 CFR 72 Requirements
100 PURPOSE
200 INTRODUCTION
300 SUMMARY RESULTS <\/td>\n<\/tr>\n
258<\/td>\nTable 300 10 CFR 71 and 10 CFR 72 Criteria Addressed by NQA-1 <\/td>\n<\/tr>\n
264<\/td>\nSUBPART 4.1.4 Guidance to Modification of an IAEA GS-R-3 Quality Program to Meet NQA-1a-2009 Requirements and Modification of an NQA-1a-2009 Quality Program to Meet IAEA GS-R-3 Requirements
100 PURPOSE AND SCOPE
200 APPLICABILITY
300 BACKGROUND
301 Global Uses of NQA-1 and IAEA GS-R-3
302 Conceptual Approaches to the Development of NQA-1 and GS-R-3 <\/td>\n<\/tr>\n
265<\/td>\n400 HOW TO USE THIS GUIDE TO ACHIEVE COMPLIANCE WITH GS-R-3 OR NQA-1
401 Two Perspectives and Two Tables
402 How to Use Tables I and II <\/td>\n<\/tr>\n
266<\/td>\nTable I The Extent to Which GS-R-3 Addresses NQA-1 Requirements <\/td>\n<\/tr>\n
276<\/td>\nTable II The Extent to Which NQA-1 Addresses GS-R-3 Requirements <\/td>\n<\/tr>\n
285<\/td>\nSUBPART 4.1.5 Guidance to Modification of an ANSI\/ANS-15.8-1995 (R2005; R2013) Quality Program to Meet NQA-1-2012 Requirements
100 INTRODUCTION
200 APPLICABILITY
300 BACKGROUND
400 TERMS AND DEFINITIONS
500 HOW TO USE THE GUIDE TO ACHIEVE COMPLIANCE WITH NQA-1 OR AN ANSI\/ANS\u00c315.8 QUALITY PROGRAM <\/td>\n<\/tr>\n
286<\/td>\nTable 200-1 Corresponding NQA Sections(Introduction) to ANSI\/ANS-15.8
Table 200-2 Corresponding NQA Sections (Requirement 1) to ANSI\/ANS-15.8 <\/td>\n<\/tr>\n
287<\/td>\nTable 200-3 Corresponding NQA Sections (Requirement 2) to ANSI\/ANS-15.8 <\/td>\n<\/tr>\n
288<\/td>\nTable 200-4 Corresponding NQA Sections (Requirement 3) to ANSI\/ANS-15.8 <\/td>\n<\/tr>\n
289<\/td>\nTable 200-5 Corresponding NQA Sections (Requirement 4) to ANSI\/ANS-15.8 <\/td>\n<\/tr>\n
290<\/td>\nTable 200-6 Corresponding NQA Section (Requirement 5) to ANSI\/ANS-15.8
Table 200-7 Corresponding NQA Sections (Requirement 6) to ANSI\/ANS-15.8 <\/td>\n<\/tr>\n
291<\/td>\nTable 200-8 Corresponding NQA Sections (Requirement 7) to ANSI\/ANS-15.8
Table 200-9 Corresponding NQA Sections (Requirement 8) to ANSI\/ANS-15.8 <\/td>\n<\/tr>\n
292<\/td>\nTable 200-10 Corresponding NQA Sections (Requirement 9) to ANSI\/ANS-15.8
Table 200-11 Corresponding NQA Sections (Requirement 10) to ANSI\/ANS-15.8 <\/td>\n<\/tr>\n
293<\/td>\nTable 200-12 Corresponding NQA Sections (Requirement 11) to ANSI\/ANS-15.8
Table 200-13 Corresponding NQA Sections (Requirement 12) to ANSI\/ANS-15.8 <\/td>\n<\/tr>\n
294<\/td>\nTable 200-14 Corresponding NQA Sections (Requirement 13) to ANSI\/ANS-15.8
Table 200-15 Corresponding NQA Section (Requirement 14) to ANSI\/ANS-15.8
Table 200-16 Corresponding NQA Sections (Requirement 15) to ANSI\/ANS-15.8 <\/td>\n<\/tr>\n
295<\/td>\nTable 200-17 Corresponding NQA Section(Requirement 16) to ANSI\/ANS-15.8
Table 200-18 Corresponding NQA Sections (Requirement 17) to ANSI\/ANS-15.8 <\/td>\n<\/tr>\n
296<\/td>\nTable 200-19 Corresponding NQA Sections(Requirement 18) to ANSI\/ANS-15.8
Table 200-20 Corresponding NQA Sections (Parts I and II) to ANSI\/ANS-15.8 <\/td>\n<\/tr>\n
297<\/td>\nTable 200-21 Corresponding NQA Sections (Part II) to ANSI\/ANS-15.8 <\/td>\n<\/tr>\n
298<\/td>\nSUBPART 4.2 Guides on Application of NQA-1 to Work Processes and Activities
SUBPART 4.2.1 Guidance on Graded Application of Nuclear Quality Assurance (NQA) Standard for Research and Development
100 INTRODUCTION
101 Research and Development and Conventional NQA Applications
102 The Quality and Nature of Research and Development Work
103 Research and Development in the Technology Life Cycle <\/td>\n<\/tr>\n
299<\/td>\n104 Research and Development Process Interfaces and Continuity
200 RESEARCH AND DEVELOPMENT QUALITY ASSURANCE THROUGH PEER REVIEW <\/td>\n<\/tr>\n
300<\/td>\n300 A GRADED APPROACH
301 Basic Research
302 Applied Research
303 Development Work and Research and Development Support Activities
400 QUALITY ASSURANCE RESEARCH AND DEVELOPMENT APPLICATIONS <\/td>\n<\/tr>\n
301<\/td>\n500 RESEARCH AND DEVELOPMENT QUALITY ASSURANCE GLOSSARY OF TERMS
600 APPLICATION OF NQA-1 TO RESEARCH AND DEVELOPMENT ACTIVITIES
601 NQA-1, Requirement 1: Organization
602 NQA-1, Requirement 2: Quality Assurance Program <\/td>\n<\/tr>\n
302<\/td>\nTables
Table 600-1 Guidance on Graded Application of the NQA Standard for Research and Development
Table 600-2 Software Within Research and Development <\/td>\n<\/tr>\n
303<\/td>\n603 NQA-1, Requirement 3: Design Control
604 NQA-1, Requirement 4: Procurement Document Control <\/td>\n<\/tr>\n
304<\/td>\n605 NQA-1, Requirement 5: Instructions, Procedures, and Drawings
606 NQA-1, Requirement 6: Document Control
607 NQA-1, Requirement 7: Control of Purchased Materials, Items, and Services
608 NQA-1, Requirement 8: Identification of Control Items
609 NQA-1, Requirement 9: Control of Processes
610 NQA-1, Requirement 10: Inspection
610.1 General.
610.2 Basic Research.
610.3 Applied Research.
610.4 Development and Support.
611 NQA-1, Requirement 11: Test Control
611.1 General. <\/td>\n<\/tr>\n
305<\/td>\n611.2 Basic Research.
611.3 Applied Research.
611.4 Development and Support.
612 NQA-1, Requirement 12: Control of Measuring and Test Equipment
613 NQA-1, Requirement 13: Handling, Storage, and Shipping
614 NQA-1, Requirement 14: Inspection, Test, and Operating Status
615 NQA-1, Requirement 15: Control of Nonconforming Items
616 NQA-1, Requirement 16: Corrective Action <\/td>\n<\/tr>\n
306<\/td>\n617 NQA-1, Requirement 17: Quality Assurance Records
618 NQA-1, Requirement 18: Audits
700 TECHNOLOGY LIFE CYCLE (SUBPART 4.2.1) AND TECHNOLOGY READINESS LEVELS <\/td>\n<\/tr>\n
307<\/td>\nTable 700 Comparison of Subpart 4.2.1 Technology Life Cycle and Technology Readiness Levels <\/td>\n<\/tr>\n
308<\/td>\nSUBPART 4.2.2 Guidance for Managing Electronic Information <\/td>\n<\/tr>\n
309<\/td>\nSUBPART 4.2.3 Guidance on Qualification of Existing Data
100 GENERAL
200 SELECTING DATA SETS FOR QUALIFICATION
300 DATA QUALIFICATION PROCESS
301 Data Qualification Planning
302 Data Qualification Preparation
303 Data Qualification Attributes
400 QUALIFICATION METHODS
401 Quality Assurance Program Equivalency Method <\/td>\n<\/tr>\n
310<\/td>\n402 Data Corroboration Method
403 Confirmatory Testing Method
404 Peer Review Method
500 DOCUMENTATION OF RESULTS <\/td>\n<\/tr>\n
311<\/td>\nSUBPART 4.2.4 Guidance on the Control of Scientific Investigations
100 GENERAL
101 Definitions
200 PLANNING AND PERFORMING SCIENTIFIC INVESTIGATIONS
201 Scientific Investigation Planning
202 Performing Scientific Investigations
300 TECHNICAL DATA
301 Data Identification <\/td>\n<\/tr>\n
312<\/td>\n302 Data Validation, Verification, and Qualification
303 Data Usage
304 Model Validation
400 SAMPLE CONTROL
500 PEER REVIEW
501 General Guidance for Peer Review <\/td>\n<\/tr>\n
313<\/td>\nSUBPART 4.2.5 Guidance on the Transition From Construction to Operation for Nuclear Facilities
100 GENERAL
200 APPLICABILITY
201 Regulatory
300 TRANSITION RECOMMENDATIONS
301 Turnover From Construction to Testing <\/td>\n<\/tr>\n
314<\/td>\n302 Testing of Plant Systems and Components
303 Turnover to Operations <\/td>\n<\/tr>\n
315<\/td>\n304 Preparation for Operation
305 Start-Up Test Program
400 RECORDS <\/td>\n<\/tr>\n
316<\/td>\nSUBPART 4.2.6 Guidance on Quality Assurance for Decommissioning of Nuclear Facilities
100 GENERAL
101 Definitions
200 PREREQUISITES <\/td>\n<\/tr>\n
317<\/td>\n300 PREDECOMMISSIONING CHECKS
301 General
302 Plans, Specifications, and Procedures <\/td>\n<\/tr>\n
318<\/td>\n303 Identification
304 Physical Condition <\/td>\n<\/tr>\n
319<\/td>\n305 System Protection
400 CONTROL DURING DECOMMISSIONING
401 General
402 Processes and Procedures Control <\/td>\n<\/tr>\n
320<\/td>\n403 Checks of Systems, Components, and Equipment Required for Decommissioning
404 Checks During Decommissioning
500 POSTDECOMMISSIONING CHECKS
600 RECORDS <\/td>\n<\/tr>\n
321<\/td>\nSUBPART 4.2.7 Guidance on Peer Review
100 GENERAL
200 TERMS AND DEFINITIONS
300 PERFORMANCE
301 General <\/td>\n<\/tr>\n
322<\/td>\n302 Planning <\/td>\n<\/tr>\n
323<\/td>\n303 Methods
400 REVIEWER SELECTION
401 Competence\/Technical Expertise
402 Independence\/Conflict of Interest
403 Balance
404 Training
500 COMMENT RESOLUTION <\/td>\n<\/tr>\n
324<\/td>\n600 PEER REVIEW REPORT
700 RECORDS <\/td>\n<\/tr>\n<\/table>\n","protected":false},"excerpt":{"rendered":"

ASME NQA-1-2017 Quality Assurance Requirements for Nuclear Facility Applications<\/b><\/p>\n\n\n\n\n
Published By<\/td>\nPublication Date<\/td>\nNumber of Pages<\/td>\n<\/tr>\n
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